Horizon Technology Finance Corp 8-K

What Happened
Horizon Technology Finance Corporation (HRZN) reported that its wholly owned subsidiary, Horizon Credit II LLC (HCII), executed Amendment No. 3 to the Second Amended and Restated Loan and Security Agreement on February 6, 2026, and HCII and the Company executed Amendment No. 3 to the Second Amended and Restated Sale and Servicing Agreement on February 10, 2026. The lender and agent on the loan agreement is KeyBank National Association; parties to the sale and servicing agreement include the Company (originator/servicer), Horizon Technology Finance Management LLC (sub‑servicer), and U.S. Bank National Association (collateral custodian and backup servicer). These amendments modify the prior agreements originally dated June 22, 2021 (with prior amendments in 2023 and 2024).

Key Details

• Amendment No. 3 to the Loan and Security Agreement was executed on February 6, 2026; KeyBank acts as arranger and agent.
• Amendment No. 3 to the Sale and Servicing Agreement was executed on February 10, 2026; parties include HCII (buyer), the Company (originator/servicer), HTFM (sub‑servicer), and U.S. Bank (collateral custodian/backup servicer).
• These documents amend the Second Amended and Restated agreements dated June 22, 2021; the Amendment No. 3 documents are filed as exhibits to the 8‑K.

Why It Matters
Amendments to HCII’s loan and sale & servicing agreements are material because they change contractual terms governing HCII’s borrowing arrangements and the management of assets sold to HCII. For investors, this can affect the company’s financing structure, collateral/servicing arrangements, and overall liquidity profile. The 8‑K attaches the amendment documents for investors to review the specific changes.