GUERRA-KATTOU MARTHA 4
4 · USCB FINANCIAL HOLDINGS, INC. · Filed Mar 10, 2026
Research Summary
AI-generated summary of this filing
USCB EVP Martha Guerra-Kattou Surrenders 401 Shares for Taxes
What Happened
Martha Guerra-Kattou, Executive Vice President of Sales and Marketing at USCB Financial Holdings (USCB), had 401 shares disposed on March 8, 2026 to satisfy tax withholding obligations. The shares were valued at $18.45 each for a total of $7,398. This was a tax-withholding disposition (transaction code F), not an open-market sale or purchase.
Key Details
- Transaction date: 2026-03-08; Form 4 filed: 2026-03-10 (timely filing).
- Disposed shares: 401; Price per share: $18.45; Total value: $7,398.
- Transaction code: F — shares surrendered/withheld to cover tax liabilities from equity awards.
- Shares owned after the transaction: not disclosed in the provided filing.
- Footnotes:
- F1 details multiple restricted-stock grants with staggered vesting (includes 885 of 2,655; 13,333 of 20,000; 3,938 of 5,907; and 6,217 shares with various vesting start dates).
- F2 notes options vesting at one-third per year beginning Jan 22, 2022.
- This was a withholding to satisfy taxes on previously granted awards, not a directional buy/sell signal.
Context
Tax-withholding dispositions (code F) are routine when restricted stock vests or options are exercised; shares are surrendered to cover taxes rather than sold on the open market. Such transactions generally reflect compensation tax mechanics rather than the insider’s view of the company’s prospects.
Insider Transaction Report
- Tax Payment
Class A Voting Common Stock
[F1]2026-03-08$18.45/sh−401$7,398→ 40,638 total
- 40,000
Options to Purchase Class A Voting Stock
[F2]Exercise: $12.05From: 2022-09-27Exp: 2031-09-27→ Class A Voting Common Stock (40,000 underlying)
Footnotes (2)
- [F1]Includes 885 shares of restricted stock from a grant of 2,655 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 13,333 shares of restricted stock from a grant of 20,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025, 3,938 shares of restricted stock from a grant of 5,907 shares which commenced vesting at a rate of one-third per year on January 21, 2026 and 6,217 shares of restricted stock which vest at a rate of one-third per year commencing on January 27, 2027.
- [F2]The options vested at a rate of one-third per year commencing on January 22, 2022.