Shanahan Kathleen M 4

What Happened

• Kathleen M. Shanahan, a director of Turning Point Brands, received a grant of 1,295 restricted stock units (RSUs) on May 11, 2026. The award is reported at a per-share value of $92.71, for a total reported value of $120,059. This transaction is coded as an award/grant (A).

Key Details

• Transaction date: May 11, 2026; filing date: May 13, 2026 (Form 4) — filed within the SEC’s typical 2-business-day window.
• Price/value: $92.71 per share; total reported value $120,059.
• Shares owned after transaction (Column 5 reported total): 2,353 — this total includes the newly awarded 1,295 RSUs plus 1,058 previously held common shares (see footnote).
• Footnote: Grant made under Turning Point Brands, Inc.’s 2021 Equity Incentive Plan; Column 5 combines RSUs and existing shares.
• Transaction code: A (award/grant). No sale or open-market purchase reported.

Context

• RSUs are compensation awards that typically convert to shares according to a vesting schedule and may be subject to restrictions or forfeiture until vested. An RSU grant represents an acquisition of potential future shares as part of compensation rather than an open-market purchase.