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USCB FINANCIAL HOLDINGS, INC.·4

May 21, 11:22 AM ET

DE LA AGUILERA LUIS 4

4 · USCB FINANCIAL HOLDINGS, INC. · Filed May 21, 2026

Research Summary

AI-generated summary of this filing

Updated

USCB CEO Luis De La Aguilera Exercises Options, Sells Shares

What Happened
Luis De La Aguilera, President, CEO and a director of USCB Financial Holdings (USCB), exercised 41,757 options (4,931 on 2026-05-19 and 36,826 on 2026-05-20) at $12.05 per share (total exercise cost ≈ $503,172). He then sold those shares in open‑market transactions—4,931 shares on 2026-05-19 and 36,826 shares on 2026-05-20—for combined gross proceeds of about $757,199. The filing shows the options were exercised and the shares were sold shortly afterward (a cashless-style outcome).

Key Details

  • Dates and prices:
    • 2026-05-19: Exercised 4,931 shares at $12.05 (acquired); sold 4,931 shares at a weighted $18.01 (proceeds ≈ $88,807). (See F2: sale prices in range $18.00–$18.08.)
    • 2026-05-20: Exercised 36,826 shares at $12.05 (acquired); sold 36,826 shares at a weighted $18.15 (proceeds ≈ $668,392). (See F3: sale prices in range $18.03–$18.42.)
  • Total: 41,757 shares exercised for ≈ $503,172 and sold for ≈ $757,199.
  • Shares owned after transaction: not specified in the provided excerpt of the filing.
  • Notable footnotes:
    • F1 lists restricted stock grants totaling 90,445 shares from multiple grants with staggered vesting schedules (details and vesting start dates provided in the filing).
    • F2/F3 explain the reported sale prices are weighted averages across multiple trade prices (ranges provided); full breakdown available on request.
    • F4 notes the stock options vesting schedule (one‑third per year commencing 9/27/2022).
  • Timeliness: Form 4 filed 2026-05-21 reporting transactions on 2026-05-19 and 2026-05-20 (filed within the usual 2-business‑day window).

Context

  • This was an exercise of vested options followed by open‑market sales (a common liquidity/cashless exercise pattern). The filing shows acquisition via exercise (derivative conversion) and near‑immediate disposition of the resulting shares; the separate $0.00 disposal lines in the Form 4 reflect the cancellation/conversion of the derivative instruments upon exercise.
  • The transactions are factual disclosures of insider activity and do not by themselves indicate the insider’s view of the company’s prospects.

Insider Transaction Report

Form 4
Period: 2026-05-19
USCB FINANCIAL HOLDINGS, INC.USCB
DE LA AGUILERA LUIS
DirectorPresident and CEO
Transactions
  • Exercise/Conversion

    Class A Voting Common Stock

    [F1]
    2026-05-19$12.05/sh+4,931$59,419→ 247,876 total
  • Sale

    Class A Voting Common Stock

    [F2][F1]
    2026-05-19$18.01/sh−4,931$88,807→ 242,945 total
  • Exercise/Conversion

    Class A Voting Common Stock

    [F1]
    2026-05-20$12.05/sh+36,826$443,753→ 279,771 total
  • Sale

    Class A Voting Common Stock

    [F3][F1]
    2026-05-20$18.15/sh−36,826$668,392→ 242,945 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    [F4]
    2026-05-19−4,931→ 103,670 total
    Exercise: $12.05From: 2022-09-27Exp: 2031-09-27→ Common Stock (4,931 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    [F4]
    2026-05-20−36,826→ 66,844 total
    Exercise: $12.05From: 2022-09-27Exp: 2031-09-27→ Common Stock (36,826 underlying)
Footnotes (4)
  • [F1]Includes the grant of 27,632 shares of restricted stock which vest at a rate of one-third per year commencing on January 27, 2027, 17,102 shares of restricted stock from a grant of 25,653 shares which commenced vesting at a rate of one-third per year on January 21, 2026, 4,045 shares of restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, and 41,666 shares of restricted stock from a grant of 125,000 shares which commenced vesting at a rate of one-third per year on December 31, 2024.
  • [F2]The price reported in column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.08, inclusive. The reporting person undertakes to provide to USCB, or any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]The price reported in column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $18.03 to $18.42, inclusive. The reporting person undertakes to provide to USCB, or any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]The stock options vested at the rate of one-third per year commencing on September 27, 2022.
Signature
/s/ Robert Anderson by P.O.A. for Luis de la Aguilera|2026-05-21

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4