Brown Brian Michael 4

What Happened
Brian Michael Brown, AvePoint’s Chief Legal Officer and a director, had 27 shares of AvePoint common stock withheld by the company to satisfy tax withholding obligations related to vested restricted stock units (RSUs). The withholding occurred on June 4, 2026, at an effective per-share value of $10.89, totaling approximately $294. This was a non-discretionary, routine tax-withholding transaction (code F), not an open-market sale.

Key Details

• Transaction date and price: June 4, 2026 — 27 shares withheld at $10.89 each (total ≈ $294).
• Transaction type/code: F — shares withheld to satisfy tax withholding upon RSU vesting (exempt under Rule 16b-3).
• Shares owned after transaction: The provided excerpt does not list a post-transaction total; the filing notes holdings include non-RSU common stock and aggregate vested/unvested RSUs per prior Form 4s.
• Footnotes:
  • F1: Shares reflect common stock and RSUs (each RSU = right to one share upon vesting).
  • F2: The shares were withheld by the issuer to meet income tax withholding/remittance obligations and do not reflect a discretionary sale by the insider.
  • F3: Holdings include previously reported vested and unvested RSUs per prior filings (Sept 3, 2021; Mar 22, 2022; Mar 23, 2023; Mar 7, 2024; Mar 18, 2025; Mar 18, 2026).
• Filing timeliness: Form 4 was filed June 8, 2026, within the SEC’s standard two-business-day window following the June 4 transaction.

Context
This was a cashless, tax-withholding settlement of vested RSUs rather than a proactive sale by the insider. Such withholdings are routine and intended solely to satisfy tax obligations; they generally do not signal a change in the insider’s view of the company.