Caci James 4

What Happened
Caci James, Chief Financial Officer of AvePoint, had a total of 5,714 shares of AvePoint common stock withheld to satisfy tax withholding related to vested restricted stock units (RSUs). The withholdings occurred on June 5, 2026 at an effective price of $10.74 per share, representing proceeds of $61,368 (3,957 shares = $42,498; 1,369 shares = $14,703; 388 shares = $4,167). These dispositions are tax-withholding/net-settlement actions (transaction code F) tied to RSU vesting, not discretionary open-market sales.

Key Details

• Transaction date: June 5, 2026; Filing date: June 9, 2026 (Form 4 accession 0001437749-26-020050).
• Price per share: $10.74; Total shares withheld: 5,714; Total value: $61,368.
• Shares owned after transaction: Not specified in the provided summary — see the official Form 4 for total holdings.
• Relevant footnotes: F1 explains these are RSUs that convert to common shares on vesting; F2 clarifies the disposals are issuer withholding to satisfy tax obligations (exempt under Rule 16b-3); F3 notes aggregate holdings include non-RSU common stock and previously reported vested/unvested RSUs.
• Filing timeliness: Filed four calendar days after the transaction; this appears to fall within the usual two-business-day Form 4 reporting window for officers.

Context
This was a routine net settlement/withholding of RSUs to cover tax liabilities (often called a cashless or net share settlement) rather than an executed sale by the officer. Such withholdings are common when equity awards vest and do not necessarily reflect the insider’s view on the company’s stock.