Caci James 4

What Happened
Caci James, Chief Financial Officer of AvePoint, had a total of 8,637 shares withheld on June 12, 2026 to satisfy tax withholding related to vested restricted stock units (RSUs). The filing shows two withholding entries: 6,120 shares at $10.87 (=$66,524) and 2,517 shares at $10.87 (=$27,360), for a combined value of $93,884. This was a tax-withholding/net-settlement event—not an open-market sale initiated by the insider.

Key Details

• Transaction date: June 12, 2026. Price per share reported: $10.87.
• Shares withheld/disposed: 6,120 ($66,524) and 2,517 ($27,360); total 8,637 shares (~$93,884).
• Shares owned after transaction: Not specified in this Form 4; filing footnote indicates holdings include non-RSU common stock and aggregate vested/unvested RSUs subject to previously reported vesting schedules (see prior Form 4s: 9/3/2021; 3/22/2022; 3/23/2023; 3/7/2024; 3/18/2025; 3/18/2026).
• Footnotes: F1 = these were RSUs (each RSU converts to one share on vesting). F2 = exempt transaction: shares were withheld by the issuer to satisfy tax withholding under Rule 16b-3 (i.e., not a discretionary market sale). F3 = summary of aggregate holdings (vested and unvested) referenced above.
• Filing timeliness: Form 4 filed on June 16, 2026 — filed within the typical 2-business-day window (on time).

Context
This is a routine net settlement/tax-withholding event when RSUs vest: the company retained shares to cover income tax obligations. Such withholdings are common and do not necessarily signal an insider choosing to sell shares for liquidity or an opinion on the company’s outlook.