WILKIN NEIL D JR 4/A

What Happened

• Neil D. Wilkin Jr., reported as a 10% owner, sold a total of 25,000 shares of Optical Cable Corp (OCC) in multiple open-market transactions on June 29–30, 2026. The sales were executed in lots (examples: 2,793 @ $20.68; 4,986 @ $21.70; 3,915 @ $21.82, etc.) at prices ranging from $20.68 to $21.82, producing aggregate proceeds of $532,917.
• The shares are held by Wilkin Capital Fund I, LLC for Wilkin’s benefit (footnote F1). The filing was amended to correct the transaction code: the original Form 4 used code “D” but this amended Form 4 changes all transactions to code “S” (sales).

Key Details

• Transaction dates: June 29–30, 2026. Price range: $20.68–$21.82. Total shares sold: 25,000. Total proceeds: $532,917.
• Shares reported as held through Wilkin Capital Fund I, LLC for Neil D. Wilkin, Jr. (F1). Reporting person disclaims beneficial ownership of securities held by his children (F2).
• Filing: Amended Form 4 filed July 2, 2026 to correct transaction code from D to S. The amendment corrects reporting detail; it does not change the underlying trades.
• Post-transaction holdings: Not specified in the provided data.

Context

• These were open-market sales by a 10% owner (institutional-style holding via an LLC), not purchases or option exercises. Sales by large shareholders can be routine (liquidity, diversification, estate planning) and do not by themselves reveal motive.
• For retail investors, purchases by insiders often carry stronger buy-side signals; here the activity is exclusively sales and the filing corrects reporting details rather than indicating new economic activity.