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4//SEC Filing

Grace Scott S 4

Accession 0001440950-09-000002

CIK 0001065865other
View on SEC.govCompany Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 9:32 PM ET

Size

14.5 KB

Accession

0001440950-09-000002

Insider Transaction Report

Form 4
Period: 2009-01-30
JANUS CAPITAL GROUP INCJNS
Grace Scott S
SVP and Treasurer
Transactions
  • Award

    Common Stock

    2009-01-30+7,942→ 30,528 total
  • Award

    Stock Option (Right to Buy)

    2009-01-30+17,531→ 17,531 total
    Exercise: $5.32Exp: 2016-01-30→ Common Stock (17,531 underlying)
Holdings

  • Stock Option (Right to Buy) and LSAR

    Exercise: $16.24From: 2007-12-31Exp: 2014-02-03→ Common Stock (13,514 underlying)
    13,514

  • Stock Option (Right to Buy)

    Exercise: $27.54Exp: 2015-02-01→ Common Stock (2,841 underlying)
    2,841

  • Stock Option (Right to Buy)

    Exercise: $21.01Exp: 2014-02-01→ Common Stock (6,126 underlying)
    6,126

  • Stock Option (Right to Buy)

    Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (6,140 underlying)
    6,140

  • Common Stock

    (indirect: Held by ESOP)
    1,910.95
Footnotes (5)
  • [F1]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 3, 2009.
  • [F2]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
  • [F3]This option award vests annually in three installments: 937 on February 1, 2009, 938 on February 1, 2010 and 966 on February 1, 2011.
  • [F4]This option award vests annually in four equal installments (within one share) beginning on February 1, 2008, subject to acceleration if certain performance criteria are met.
  • [F5]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change in Control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or termianted. All LSARs unvested as of January 1, 2005 have been terminated.

Documents

1 file

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→
Entity typeother

Related Parties

1
  • filerCIK 0001440950

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 9:32 PM ET
Size
14.5 KB
View on SEC.gov