4//SEC Filing
Carlson Daniel F 4
Accession 0001441557-12-000068
CIK 0001045390other
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 1:17 PM ET
Size
11.3 KB
Accession
0001441557-12-000068
Insider Transaction Report
Form 4
Transactions
- Award
Common Stock
2012-08-01$0.45/sh+11,194$5,000→ 432,220 total
Holdings
- 135,700
Restricted Stock Units
Exercise: $0.00→ Common Stock (35,700 underlying) - 219,033
Restricted Stock Unit
Exercise: $0.00→ Common Stock (83,333 underlying) - 421,026
Common Stock
- 100,000
Options
Exercise: $5.00Exp: 2015-02-28→ Common Stock (50,000 underlying) - 50,000
Options
Exercise: $2.50Exp: 2015-02-28→ Common Stock (50,000 underlying)
Footnotes (3)
- [F1]Vesting: 3 years, 25% immediate and 25% on each anniversary for 3 years.
- [F2]The restricted stock units ("RSUs") vested on May 8, 2012 and will expire at end of the director's term. If the director resigns for cause or is removed for cause before the end of his term, the RSUs would lapse. However, if the director resigns for health or other appropriate reasons, his RSUs would vest immediately. The director is not permitted to sell the vested shares until he is no longer a director
- [F3]The restricted stock units ("RSUs") will vest on the date of the 2013 annual meeting of stockholders and will expire at end of the director's term. If the director resigns for cause or is removed for cause before the end of his term, the RSUs would lapse. However, if the director resigns for health or other appropriate reasons, his RSUs would vest immediately. The director is not permitted to sell the vested shares until he is no longer a director.
Documents
Issuer
COLOMBIA ENERGY RESOURCES, INC.
CIK 0001045390
Entity typeother
Related Parties
1- filerCIK 0001492390
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 1:17 PM ET
- Size
- 11.3 KB