Home/Filings/4/0001441557-13-000024
4//SEC Filing

Carlson Daniel F 4

Accession 0001441557-13-000024

CIK 0001045390other

Filed

Feb 19, 7:00 PM ET

Accepted

Feb 20, 3:06 PM ET

Size

10.7 KB

Accession

0001441557-13-000024

Insider Transaction Report

Form 4
Period: 2013-02-20
Transactions
  • Other

    Common Stock

    2013-02-2036,836410,234 total
Holdings
  • Options

    Exercise: $2.50Exp: 2015-02-28Common Stock (50,000 underlying)
    50,000
  • Options

    Exercise: $5.00Exp: 2015-02-28Common Stock (50,000 underlying)
    100,000
  • Restricted Stock Units

    Exercise: $0.00Common Stock (35,700 underlying)
    135,700
  • Restricted Stock Units

    Exercise: $0.00Common Stock (83,333 underlying)
    219,033
Footnotes (4)
  • [F1]Volunitarily returned shares to the Issuer.
  • [F2]Vesting: 3 years, 25% immediate and 25% on each anniversary for 3 years.
  • [F3]The restricted stock units ("RSUs") vested on May 8, 2012 and will expire at end of the director's term. If the director resigns for cause or is removed for cause before the end of his term, the RSUs would lapse. However, if the director resigns for health or other appropriate reasons, his RSUs would vest immediately. The director is not permitted to sell the vested shares until he is no longer a director.
  • [F4]The restricted stock units ("RSUs") will vest on the date of the 2013 annual meeting of stockholders and will expire at end of the director's term. If the director resigns for cause or is removed for cause before the end of his term, the RSUs would lapse. However, if the director resigns for health or other appropriate reasons, his RSUs would vest immediately. The director is not permitted to sell the vested shares until he is no longer a director.

Issuer

COLOMBIA ENERGY RESOURCES, INC.

CIK 0001045390

Entity typeother

Related Parties

1
  • filerCIK 0001492390

Filing Metadata

Form type
4
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 3:06 PM ET
Size
10.7 KB