4//SEC Filing
Rose Nigel 4
Accession 0001444363-18-000100
CIK 0001444363other
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 8:38 PM ET
Size
5.4 KB
Accession
0001444363-18-000100
Insider Transaction Report
Form 4
Rose Nigel
Chief Financial Officer
Transactions
- Sale
Common Stock
2018-05-30$8.23/sh−2,170$17,851→ 96,244 total
Footnotes (2)
- [F1]The shares were sold to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units. The sales were made pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.17 to $8.29, inclusive. The reporting person undertakes to provide to GAIN Capital Holdings, Inc., any security holder of GAIN Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeother
Related Parties
1- filerCIK 0001656645
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 8:38 PM ET
- Size
- 5.4 KB