4//SEC Filing
Howell Joseph H. 4
Accession 0001445305-18-000040
CIK 0001445305other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 4:31 PM ET
Size
11.4 KB
Accession
0001445305-18-000040
Insider Transaction Report
Form 4
Howell Joseph H.
Executive VP
Transactions
- Tax Payment
Class A Common Stock
2018-02-05$22.05/sh−898$19,801→ 20,673 total
Holdings
- 593,772(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (593,772 underlying) - 5,403
Employee Stock Option to Purchase Class A Common Stock
Exercise: $12.40From: 2018-02-01Exp: 2027-01-31→ Class A Common Stock (5,403 underlying) - 4,545
Employee Stock Option to Purchase Class A Common Stock
Exercise: $14.74From: 2017-02-01Exp: 2026-01-31→ Class A Common Stock (4,545 underlying) - 178,200
Employee Stock Option to Purchase Class A Common Stock
Exercise: $15.83From: 2015-08-12Exp: 2024-08-11→ Class A Common Stock (178,200 underlying)
Footnotes (6)
- [F1]Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted units previously granted.
- [F2]Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
- [F3]Granted pursuant to the 2014 Equity Incentive Plan.
- [F4]Vests in three equal annual installments commencing on the first anniversary of the grant date.
- [F5]Granted pursuant to the 2009 Unit Incentive Plan.
- [F6]Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
Documents
Issuer
WORKIVA INC
CIK 0001445305
Entity typeother
Related Parties
1- filerCIK 0001624105
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 4:31 PM ET
- Size
- 11.4 KB