|4/AAug 19, 3:14 PM ET

Calkins Troy M. 4/A

4/A · WORKIVA INC · Filed Aug 19, 2019

Insider Transaction Report

Form 4/AAmended
Period: 2019-08-14
Calkins Troy M.
Executive VP, Secretary & GC
Transactions
  • Exercise/Conversion

    Employee Stock Option to Purchase Class A Common Stock

    2019-08-14$56.25/sh63,820$3,589,87545,080 total
    Exercise: $15.86From: 2015-02-25Exp: 2024-02-24Class A Common Stock (63,820 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2019-08-14$15.86/sh+63,820$1,012,185368,066 total
  • Sale

    Class A Common Stock

    2019-08-16$56.25/sh100,000$5,625,000268,066 total
Holdings
  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $15.86From: 2015-03-27Exp: 2024-03-26Class A Common Stock (9,900 underlying)
    9,900
  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $15.83From: 2015-08-12Exp: 2024-08-11Class A Common Stock (39,600 underlying)
    39,600
  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $14.74From: 2017-02-01Exp: 2026-01-31Class A Common Stock (31,469 underlying)
    31,469
  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $12.40From: 2018-02-01Exp: 2027-01-31Class A Common Stock (37,407 underlying)
    37,407
Footnotes (4)
  • [F1]Granted pursuant to 2009 Unit Incentive Plan.
  • [F2]Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
  • [F3]Grant of stock option pursuant to the 2014 Equity Incentive Plan.
  • [F4]Vests in three equal annual installments commencing on the first anniversary of the grant date.

Documents

1 file
  • 4
    wf-form4a_156624203780912.xml

    FORM 4/A