|4Aug 24, 4:21 PM ET

Banarjee Mithun 4

4 · WORKIVA INC · Filed Aug 24, 2020

Insider Transaction Report

Form 4
Period: 2020-08-20
Banarjee Mithun
EVP, Global Client Services
Transactions
  • Sale

    Class A Common Stock

    2020-08-20$55.92/sh4,816$269,311166,100 total
  • Exercise/Conversion

    Class A Common Stock

    2020-08-21$14.28/sh+2,789$39,827162,263 total
  • Exercise/Conversion

    Employee Stock Option to Purchase Class A Common Stock

    2020-08-20$55.21/sh5,000$276,0500 total
    Exercise: $16.66From: 2017-01-04Exp: 2026-01-03Class A Common Stock (5,000 underlying)
  • Sale

    Class A Common Stock

    2020-08-21$55.05/sh11,039$607,697159,474 total
  • Sale

    Class A Common Stock

    2020-08-20$55.36/sh6,118$338,692159,982 total
  • Exercise/Conversion

    Class A Common Stock

    2020-08-21$13.55/sh+8,250$111,788170,513 total
  • Exercise/Conversion

    Employee Stock Option to Purchase Class A Common Stock

    2020-08-21$55.05/sh2,789$153,5340 total
    Exercise: $14.28From: 2017-07-01Exp: 2026-07-31Class A Common Stock (2,789 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2020-08-20$14.28/sh+6,000$85,680177,100 total
  • Sale

    Class A Common Stock

    2020-08-20$56.03/sh508$28,463159,474 total
  • Exercise/Conversion

    Employee Stock Option to Purchase Class A Common Stock

    2020-08-20$55.81/sh6,000$334,8602,789 total
    Exercise: $14.28From: 2017-07-01Exp: 2026-07-31Class A Common Stock (6,000 underlying)
  • Sale

    Class A Common Stock

    2020-08-20$55.25/sh6,184$341,666170,916 total
  • Exercise/Conversion

    Class A Common Stock

    2020-08-20$16.66/sh+5,000$83,300171,100 total
  • Exercise/Conversion

    Employee Stock Option to Purchase Class A Common Stock

    2020-08-21$55.05/sh8,250$454,1632,750 total
    Exercise: $13.55From: 2018-01-03Exp: 2027-01-02Class A Common Stock (8,250 underlying)
Footnotes (5)
  • [F1]The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.65 to $55.62. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  • [F2]The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.68 to $56.21. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  • [F3]The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.98 to $55.96. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  • [F4]The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.98 to $56.11. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  • [F5]The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.61 to $55.32. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Documents

2 files
  • 4
    wf-form4_159830041897295.xmlPrimary

    FORM 4

  • EX-24

    BANARJEE, POA