VANDERPLOEG MARTIN J. 4

4 · WORKIVA INC · Filed Aug 19, 2024

Form 4

Period: 2024-08-16

Director

Transactions

Purchase
Class A Common Stock
2024-08-16$78.91/sh+4,000$315,640→ 341,869 total(indirect: By Trust)

Holdings

Employee Stock Option to Purchase Class A Common Stock
Exercise: $14.74From: 2017-02-01Exp: 2026-01-31→ Class A Common Stock (84,210 underlying)
84,210
Class A Common Stock
326,862
Class B Common Stock
(indirect: By Trust)
→ Class A Common Stock (710,562 underlying)
710,562
Class B Common Stock
(indirect: By Trust)
→ Class A Common Stock (491,270 underlying)
491,270
Employee Stock Option to Purchase Class A Common Stock
Exercise: $12.40From: 2018-02-01Exp: 2027-01-31→ Class A Common Stock (200,204 underlying)
200,204

Footnotes (4)

[F1]The price reported in Column 4 is a weighted-average price. The price actually received ranges from $78.50 to $79.40. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
[F2]Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
[F3]Grant of stock option pursuant to the 2014 Equity Incentive Plan.
[F4]Vests in three equal annual installments commencing on the first anniversary of the grant date.

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