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4//SEC Filing

VANDERPLOEG MARTIN J. 4

Accession 0001445305-24-000122

CIK 0001445305other
View on SEC.govCompany Profile

Filed

Sep 3, 8:00 PM ET

Accepted

Sep 4, 4:13 PM ET

Size

12.0 KB

Accession

0001445305-24-000122

Insider Transaction Report

Form 4
Period: 2024-09-01
WORKIVA INCWK
VANDERPLOEG MARTIN J
DirectorPresident & COO10% Owner
Transactions
  • Tax Payment

    Class A Common Stock

    2024-09-01$78.17/sh−2,071$161,890→ 324,791 total
Holdings

  • Class A Common Stock

    (indirect: By Trust)
    341,869

  • Class B Common Stock

    (indirect: By Trust)
    → Class A Common Stock (710,562 underlying)
    710,562

  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $14.74From: 2017-02-01Exp: 2026-01-31→ Class A Common Stock (84,210 underlying)
    84,210

  • Employee Stock Option to Purchase Class A Common Stock

    Exercise: $12.40From: 2018-02-01Exp: 2027-01-31→ Class A Common Stock (200,204 underlying)
    200,204

  • Class B Common Stock

    (indirect: By Trust)
    → Class A Common Stock (491,270 underlying)
    491,270
Footnotes (4)
  • [F1]Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.
  • [F2]Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
  • [F3]Grant of stock option pursuant to the 2014 Equity Incentive Plan.
  • [F4]Vests in three equal annual installments commencing on the first anniversary of the grant date.

Documents

1 file

Issuer

WORKIVA INC

CIK 0001445305

→
Entity typeother

Related Parties

1
  • filerCIK 0001014008

Filing Metadata

Form type
4
Filed
Sep 3, 8:00 PM ET
Accepted
Sep 4, 4:13 PM ET
Size
12.0 KB
View on SEC.gov