4//SEC Filing
LEIBMAN NEIL 4
Accession 0001445866-20-000011
CIK 0001396633other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 6:13 PM ET
Size
11.7 KB
Accession
0001445866-20-000011
Insider Transaction Report
Form 4
LEIBMAN NEIL
10% Owner
Transactions
- Other
Common Stock
2019-12-30+7,544→ 2,275,585 total - Small Acquisition
Common Stock
2019-12-26$1.99/sh+1,550$3,085→ 101,333 total(indirect: Footnote 3) - Small Acquisition
Common Stock
2019-08-26$1.99/sh+800$1,592→ 98,703 total(indirect: Footnote 3) - Small Acquisition
Common Stock
2019-09-25$1.94/sh+1,080$2,095→ 99,783 total(indirect: Footnote 3)
Footnotes (3)
- [F1]The reporting person received these shares of common stock in connection with a personal guaranty given by the reporting person for the benefit of the Issuer in connection with a loan, whereby the Issuer borrowed funds from a lending institution.
- [F2]Does not include 46,479 shares held of record by Boxer Capital, Ltd., a Texas LP. Mr. Leibman is general partner of such entity and has sole voting and dispositive power over such shares. Also does not include 1,757,576 shares held of record by MAA Holdings Limited, a Texas LP. Mr. Leibman is general partner of such entity and has sole voting and dispositive power over such shares. Also does not include 101,333 shares held of record by Northeast Opco, LLC, a Texas LLC. Mr. Leibman is a control person and 20% owner of such entity and shares voting and dispositive power over such shares. Mr. Leibman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
- [F3]The reported securities were purchased by Northeast Opco, LLC, a Texas limited liability company of which the Reporting Person is an officer and control person as well as a 20% owner. The Reporting Person disclaims beneficial ownership of the shares of common stock held by NORTHEAST OPCO, LLC, except to the extent of his pecuniary interest therein. The reported securities were eligible for deferred reporting on Form 5 under Rule 16a-6. The reporting person has chosen to report such transactions early on this Form 4.
Documents
Issuer
SUMMER ENERGY HOLDINGS INC
CIK 0001396633
Entity typeother
Related Parties
1- filerCIK 0001116185
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 6:13 PM ET
- Size
- 11.7 KB