4//SEC Filing
OLEARY TOM DAVIS 4
Accession 0001445866-20-000013
CIK 0001396633other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 6:46 PM ET
Size
13.2 KB
Accession
0001445866-20-000013
Insider Transaction Report
Form 4
OLEARY TOM DAVIS
Director10% Owner
Transactions
- Award
Stock Option (Right to Buy)
2019-12-30+8,750→ 8,750 totalExercise: $2.25From: 2019-12-30Exp: 2029-12-30→ Common Stock (8,750 underlying) - Small Acquisition
Common Stock
2019-09-25$1.94/sh+1,080$2,095→ 99,783 total(indirect: Footnote 3) - Other
Common Stock
2019-12-30+7,544→ 4,033,795 total - Small Acquisition
Common Stock
2019-08-26$1.99/sh+800$1,592→ 98,703 total(indirect: Footnote 3) - Small Acquisition
Common Stock
2019-12-26$1.99/sh+1,550$3,085→ 101,333 total(indirect: Footnote 3)
Footnotes (3)
- [F1]The reporting person received these shares of common stock in connection with a personal guaranty given by the reporting person for the benefit of the Issuer in connection with a loan, whereby the Issuer borrowed funds from a lending institution.
- [F2]Does not include 101,333 shares held of record by Northeast Opco, LLC, a Texas LLC. Mr. O'Leary is a control person and 20% owner of such entity and shares voting and dispositive power over such shares.
- [F3]The reported securities were purchased by Northeast Opco, LLC, a Texas limited liability company of which the Reporting Person is an officer and control person as well as a 20% owner. The Reporting Person disclaims beneficial ownership of the shares of common stock held by Northeast Opco, LLC, except to the extent of his pecuniary interest therein. The reported securities were eligible for deferred reporting on Form 5 under Rule 16a-6. The reporting person has chosen to report such transactions early on this Form 4.
Documents
Issuer
SUMMER ENERGY HOLDINGS INC
CIK 0001396633
Entity typeother
Related Parties
1- filerCIK 0001259658
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 6:46 PM ET
- Size
- 13.2 KB