OLEARY TOM DAVIS 4
4 · SUMMER ENERGY HOLDINGS INC · Filed Apr 13, 2020
Insider Transaction Report
Form 4
OLEARY TOM DAVIS
Director10% Owner
Transactions
- Other
Common Stock
2019-09-16+3,578→ 4,094,460 total - Other
Common Stock
2020-04-09+25,278→ 4,119,738 total
Footnotes (3)
- [F1]The reporting person received these shares of common stock in connection with a personal guaranty given by the reporting person for the benefit of the Issuer in connection with a loan, whereby the Issuer borrowed funds from a lending institution.
- [F2]Does not include 4,880 shares held of record by Northeast Opco, LLC, a Texas LLC. Mr. O'Leary is a control person and 20% owner of such entity and shares voting and dispositive power over such shares.
- [F3]Includes 57,087 shares received as a distribution from Northeast Opco, LLC. In prior reports, the reporting person reported indirect beneficial ownership of such shares held by Northeast Opco, LLC.