4//SEC Filing
LEIBMAN NEIL 4
Accession 0001445866-20-000374
CIK 0001396633other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 5:28 PM ET
Size
7.9 KB
Accession
0001445866-20-000374
Insider Transaction Report
Form 4
LEIBMAN NEIL
10% Owner
Transactions
- Other
Common Stock
2020-04-09+25,278→ 2,335,890 total - Other
Common Stock
2019-09-16+3,578→ 2,310,612 total
Footnotes (3)
- [F1]The reporting person received these shares of common stock in connection with a personal guaranty given by the reporting person for the benefit of the Issuer in connection with a loan, whereby the Issuer borrowed funds from a lending institution.
- [F2]Does not include 46,479 shares held of record by Boxer Capital, Ltd., a Texas LP. Mr. Leibman is general partner of such entity and has sole voting and dispositive power over such shares. Also does not include 1,757,576 shares held of record by MAA Holdings Limited, a Texas LP. Mr. Leibman is general partner of such entity and has sole voting and dispositive power over such shares. Also does not include 4,880 shares held of record by Northeast Opco, LLC, a Texas LLC. Mr. Leibman is a control person and 20% owner of such entity and shares voting and dispositive power over such shares. Mr. Leibman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
- [F3]Includes 31,449 shares received as a distribution from Northeast Opco, LLC. In prior reports, the reporting person reported indirect beneficial ownership of such shares held by Northeast Opco, LLC.
Documents
Issuer
SUMMER ENERGY HOLDINGS INC
CIK 0001396633
Entity typeother
Related Parties
1- filerCIK 0001116185
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 5:28 PM ET
- Size
- 7.9 KB