4//SEC Filing
CROSS RIVER CAPITAL MANAGEMENT LLC 4
Accession 0001450103-20-000004
CIK 0000319458other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 5:34 PM ET
Size
14.0 KB
Accession
0001450103-20-000004
Insider Transaction Report
Form 4
Enservco Corpensv
MURPHY RICHARD
10% Owner
Transactions
- Purchase
Warrants
2019-11-11+625,000→ 625,000 totalExercise: $0.20From: 2019-11-11Exp: 2024-11-11→ Common Stock (625,000 underlying) - Other
Common Stock
2020-09-15$0.25/sh+6,054,022$1,513,506→ 18,346,914 total
Holdings
- 73,900
Common Stock
CROSS RIVER CAPITAL MANAGEMENT LLC
10% Owner
Transactions
- Other
Common Stock
2020-09-15$0.25/sh+6,054,022$1,513,506→ 18,346,914 total - Purchase
Warrants
2019-11-11+625,000→ 625,000 totalExercise: $0.20From: 2019-11-11Exp: 2024-11-11→ Common Stock (625,000 underlying)
Holdings
- 73,900
Common Stock
Cross River Management LLC
10% Owner
Transactions
- Purchase
Warrants
2019-11-11+625,000→ 625,000 totalExercise: $0.20From: 2019-11-11Exp: 2024-11-11→ Common Stock (625,000 underlying) - Other
Common Stock
2020-09-15$0.25/sh+6,054,022$1,513,506→ 18,346,914 total
Holdings
- 73,900
Common Stock
Cross River Partners LP
10% Owner
Transactions
- Other
Common Stock
2020-09-15$0.25/sh+6,054,022$1,513,506→ 18,346,914 total - Purchase
Warrants
2019-11-11+625,000→ 625,000 totalExercise: $0.20From: 2019-11-11Exp: 2024-11-11→ Common Stock (625,000 underlying)
Holdings
- 73,900
Common Stock
Footnotes (4)
- [F1]The reported transaction is in connection with the conversion of $1,514,737 of principal and accrued interest owed by the Issuer to Cross River Partners LP pursuant to certain subordinated promissory notes.
- [F2]The reported securities are directly owned by Cross River Partners LP (the "Partnership"), a limited partnership whose general partner is Cross River Capital Management LLC (the "General Partner"), and may be deemed indirectly beneficially owned by the General Partner and by Cross River Management LLC, as the investment manager of the Partnership (the "Investment Manager"). The reported securities may also be deemed indirectly beneficially owned by Richard Murphy, as Managing Member of both the General Partner and the Investment Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]These securities are directly owned by Richard Murphy, who is a Reporting Person.
- [F4]The Warrants were issued to the Partnership in connection with a financing between the Partnership and the Issuer.
Documents
Issuer
Enservco Corp
CIK 0000319458
Entity typeother
Related Parties
1- filerCIK 0001403043
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 5:34 PM ET
- Size
- 14.0 KB