Sanjiv Yajnik 4

What Happened Sanjiv Yajnik, President, Financial Services at Capital One Financial Corp., was granted 7,555 restricted stock units (RSUs) on February 3, 2026. The award is reported at $0.00 per unit (aggregate value $0 on grant). Each RSU represents a contingent right to receive one share of Capital One common stock upon vesting.

Key Details

• Transaction date: 2026-02-03; Form 4 filed 2026-02-05 (appears timely).
• Transaction type/code: Award/Grant (A) — 7,555 RSUs @ $0.00 (aggregate $0 reported).
• Vesting (F1): RSUs vest in 1/3 increments beginning Feb 15, 2027 and annually thereafter.
• Shares owned after transaction: Not disclosed in this filing.
• Footnote (F2): Report includes shares acquired through the Company's Associate Stock Purchase Plan since the last reported transaction.
• No sale or exercise occurred—this is a deferred equity award, not an open-market purchase or sale.

Context RSU grants are a common form of executive compensation and convert to actual shares only as they vest; they do not represent immediate buying or selling of stock. Because these units vest over time, they tie compensation to future service or performance rather than signaling an immediate insider market view.