Sanjiv Yajnik 4

What Happened Sanjiv Yajnik, President, Financial Services at Capital One (COF), had a total of 4,253 restricted stock units (RSUs) withheld by the issuer to satisfy tax obligations upon vesting. The withholdings occurred on February 15, 2026, in three transactions: 1,327 shares at $207.37 (value $275,180), 1,703 shares at $207.37 (value $353,151), and 1,223 shares at $207.37 (value $253,614), for a combined value of about $881,945 (~$882K). These are disposals for tax withholding (transaction code F), not open-market sales.

Key Details

• Transaction date: February 15, 2026; Form 4 filed February 18, 2026.
• Prices and amounts: 1,327 shares @ $207.37 = $275,180 (F1); 1,703 @ $207.37 = $353,151 (F2); 1,223 @ $207.37 = $253,614 (F3).
• Total shares disposed (withheld): 4,253; total value ≈ $881,945.
• Shares owned after transaction: Not specified in the provided filing.
• Footnotes: F1 = withholding for RSUs granted Jan 26, 2023; F2 = withholding for RSUs granted Feb 1, 2024; F3 = withholding for RSUs granted Feb 4, 2025. Withholding was authorized under the applicable award agreements.
• Filing timeliness: Form filed on 2026-02-18 for transactions dated 2026-02-15. The filing does not indicate a late-report flag in the provided data.

Context These disposals are routine tax-withholding transactions tied to the vesting of RSUs (issuer withheld shares to cover the reporting person's tax obligations). Such withholdings are administrative and do not necessarily reflect a decision to sell shares on the open market or convey a view on the company’s prospects.