4//SEC Filing
ORAN STUART I 4
Accession 0001476651-18-000080
CIK 0001476651other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 4:33 PM ET
Size
15.1 KB
Accession
0001476651-18-000080
Insider Transaction Report
Form 4
ORAN STUART I
DirectorSecretary
Transactions
- Sale
Class A Common Stock, par value $.001 per share
2018-02-13$54.35/sh−2,429$132,016→ 9,675 total - Exercise of In-Money
Common Stock Warrants (right to buy)
2018-02-13−5,000→ 130,322 totalExercise: $26.18Exp: 2019-11-12→ Class A Common Stock (5,000 underlying) - Exercise of In-Money
Class A Common Stock, par value $.001 per share
2018-02-13$26.18/sh+5,000$130,900→ 12,104 total - Sale
Class A Common Stock, par value $.001 per share
2018-02-14$54.70/sh−2,571$140,633→ 7,104 total
Holdings
- 315(indirect: By LLC)
Class A Common Stock, par value $.001 per share
- 15,750(indirect: By Trust)
Common Stock Warrants (right to buy)
Exp: 2019-11-12→ Class A Common Stock (15,750 underlying) - 10,500(indirect: By Trust)
Common Stock Warrants (right to buy)
Exp: 2019-11-12→ Class A Common Stock (10,500 underlying)
Footnotes (5)
- [F1]On February 13, 2018, the reporting person exercised a warrant to purchase an aggregate of 5,000 shares of Class A Common Stock of FCB Financial Holdings, Inc. (the "Issuer") for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 2,429 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,571 shares. The Issuer also paid $23.18 to the reporting person in lieu of fractional shares.
- [F2]These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2017.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.90 to $55.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- [F4]This includes 315 shares beneficially owned by the reporting person through Bond Street Management, LLC.
- [F5]Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.
Documents
Issuer
FCB FINANCIAL HOLDINGS, INC.
CIK 0001476651
Entity typeother
Related Parties
1- filerCIK 0001017974
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 4:33 PM ET
- Size
- 15.1 KB