Lieberman Les J 4
4 · FCB FINANCIAL HOLDINGS, INC. · Filed Mar 12, 2018
Insider Transaction Report
- Exercise of In-Money
Class A Common Stock, par value $.001 per share
2018-03-08$28.28/sh+70,276$1,987,405→ 385,632 total - Exercise of In-Money
Class A Common Stock, par value $.001 per share
2018-03-08$26.18/sh+34,619$906,325→ 315,356 total - Sale
Class A Common Stock, par value $.001 per share
2018-03-08$57.25/sh−50,547$2,893,816→ 335,085 total - Exercise of In-Money
Class A Common Stock, par value $.001 per share
2018-03-09+70,274→ 70,274 total(indirect: By Trust) - Exercise of In-Money
Class A Common Stock, par value $.001 per share
2018-03-09+70,274→ 70,274 total(indirect: By Trust) - Exercise of In-Money
Common Stock Warrants (right to buy)
2018-03-09−70,274→ 77,434 total(indirect: By Trust)Exp: 2019-11-12→ Class A Common Stock (70,274 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2018-03-09−70,274→ 77,434 total(indirect: By Trust)Exp: 2019-11-12→ Class A Common Stock (70,274 underlying) - Exercise of In-Money
Class A Common Stock, par value $.001 per share
2018-03-09+70,274→ 70,274 total(indirect: By Trust) - Sale
Class A Common Stock, par value $.001 per share
2018-03-09$57.25/sh−32,204$1,843,679→ 38,070 total(indirect: By Trust) - Sale
Class A Common Stock, par value $.001 per share
2018-03-09$57.25/sh−32,204$1,843,679→ 38,070 total(indirect: By Trust) - Sale
Class A Common Stock, par value $.001 per share
2018-03-09$57.25/sh−32,204$1,843,679→ 38,070 total(indirect: By Trust) - Exercise of In-Money
Common Stock Warrants (right to buy)
2018-03-08−34,619→ 196,649 totalExercise: $26.18Exp: 2019-11-12→ Class A Common Stock (34,619 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2018-03-08−70,276→ 126,373 totalExercise: $28.28Exp: 2019-11-12→ Class A Common Stock (70,276 underlying) - Exercise of In-Money
Common Stock Warrants (right to buy)
2018-03-09−70,274→ 77,434 total(indirect: By Trust)Exp: 2019-11-12→ Class A Common Stock (70,274 underlying)
- 25,000(indirect: By Trust)
Class A Common Stock, par value $.001 per share
- 89,002(indirect: By Trust)
Class A Common Stock, par value $.001 per share
- 1,995(indirect: By LLC)
Class A Common Stock, par value $.001 per share
Footnotes (9)
- [F1]All shares to which the transaction code "S" is applied in Table I consist of shares withheld by FCB Financial Holdings, Inc. (the "Issuer") to pay the exercise price upon the "cashless exercise" of warrants, which cashless exercise may for purposes of Form 4 be deemed to constitute a "sale" to the Issuer of the warrant shares withheld. This Form does not report any sale by the reporting person of any shares issued to him upon the exercise of warrants or otherwise.
- [F2]See Exhibit 99.1 to this Form 4 for explanation of note (2).
- [F3]See Exhibit 99.1 to this Form 4 for explanation of note (3).
- [F4]See Exhibit 99.1 to this Form 4 for explanation of note (4).
- [F5]See Exhibit 99.1 to this Form 4 for explanation of note (5).
- [F6]See Exhibit 99.1 to this Form 4 for explanation of note (6).
- [F7]See Exhibit 99.1 to this Form 4 for explanation of note (7).
- [F8]See Exhibit 99.1 to this Form 4 for explanation of note (8).
- [F9]See Exhibit 99.1 to this Form 4 for explanation of note (9).