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4//SEC Filing

PALMETTO BANCSHARES INC 4

Accession 0001486277-12-000001

CIK 0000706874operating

Filed

May 2, 8:00 PM ET

Accepted

May 3, 2:17 PM ET

Size

7.4 KB

Accession

0001486277-12-000001

Insider Transaction Report

Form 4
Period: 2012-05-01
Dixon Lee S
DirectorCOO & CRO
Transactions
  • Purchase

    Common Stock, $0.01 par value

    2012-05-01$5.97/sh+1,000$5,97049,583 total
Holdings
  • Stock Options

    Exercise: $10.40Exp: 2021-05-19Common Stock, $0.01 par value (120,193 underlying)
    120,193
  • Common Stock, $0.01 par value

    (indirect: By Children)
    100
Footnotes (3)
  • [F1]On June 28, 2011, Palmetto Bancshares, Inc. completed a one-for-four reverse stock split of its common stock. This ownership total has been adjusted for the reverse split.
  • [F2]31,173 shares represent restricted stock grants for which vesting conditions have not yet been met. Mr. Dixon has the right to receive dividends, if any, with respect to these shares, to vote such shares and to enjoy all other shareholder rights, except that the Company retains custody of the stock certificate and the recipient may not sell, transfer, pledge or otherwise dispose of the restricted stock until the forfeiture restrictions have expired.
  • [F3]1/3 shares vest on 5/19/2014, 05/19/2015 and 5/19/2016 contingent on vesting conditions being met

Issuer

PALMETTO BANCSHARES INC

CIK 0000706874

Entity typeoperating
IncorporatedSC

Related Parties

1
  • filerCIK 0000706874

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 2:17 PM ET
Size
7.4 KB