Apellis Pharmaceuticals, Inc.·4

Jan 21, 4:19 PM ET

Baumal Caroline 4

Research Summary

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Apellis (APLS) CMO Caroline Baumal Sells 1,882 Shares

What Happened

  • Caroline Baumal, Chief Medical Officer of Apellis Pharmaceuticals (APLS), sold 1,882 shares in a sale reported for January 20, 2026. The shares were disposed at $19.79 each for a total of approximately $37,250. This was a sale (not a purchase) and was done to satisfy tax withholding related to Restricted Stock Units (RSUs) that vested on January 16, 2026.

Key Details

  • Transaction date and price: 2026-01-20 at $19.79 per share.
  • Shares sold: 1,882; proceeds ≈ $37,250.
  • Transaction type: Sale (open market or private sale as reported).
  • Footnote: Sale executed to cover tax withholding on RSUs released Jan 16, 2026 (per filing note F1).
  • Shares owned after transaction: Not specified in the provided filing details.
  • Filing timeliness: No late filing indicated in the provided data.

Context

  • Sales to cover tax withholding on RSU vesting are routine and do not necessarily indicate a change in insider confidence. They are administrative transactions to satisfy tax obligations rather than discretionary market-timing trades.