4//SEC Filing
Advaxis, Inc. 4
Accession 0001493152-16-016118
CIK 0001100397operating
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 5:30 PM ET
Size
5.4 KB
Accession
0001493152-16-016118
Insider Transaction Report
Form 4
Advaxis, Inc.ADXS
MCKEARN THOMAS J
Director
Transactions
- Sale
Common Stock
2016-12-20$8.08/sh−12,316$99,513→ 69,804 total
Footnotes (2)
- [F1]The reporting person sold shares to cover their estimated tax obligation in connection with recent award vestings.
- [F2]Reflects the weighted average sale price. The range of prices for such transaction is $8.07 to $8.13. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
Advaxis, Inc.
CIK 0001100397
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001100397
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 5:30 PM ET
- Size
- 5.4 KB