Advaxis, Inc. 4
4 · Advaxis, Inc. · Filed Dec 21, 2016
Insider Transaction Report
Form 4
Advaxis, Inc.ADXS
MCKEARN THOMAS J
Director
Transactions
- Sale
Common Stock
2016-12-20$8.08/sh−12,316$99,513→ 69,804 total
Footnotes (2)
- [F1]The reporting person sold shares to cover their estimated tax obligation in connection with recent award vestings.
- [F2]Reflects the weighted average sale price. The range of prices for such transaction is $8.07 to $8.13. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.