PETIT ROBERT 4
4 · Advaxis, Inc. · Filed May 2, 2018
Insider Transaction Report
Form 4
Advaxis, Inc.ADXS
PETIT ROBERT
Chief Scientific Officer
Transactions
- Award
Common Stock
2018-04-30$1.60/sh+1,374$2,198→ 224,874 total
Footnotes (1)
- [F1]The reporting person voluntarily purchases restricted stock directly from the Company at market price on the last trading day of the month pursuant to an arrangement that was approved by the Compensation Committee of the Company's Board of Directors in a manner that satisfied Exchange Act Rule 16b-3(d). The Company utilizes the net withholding method for each monthly purchase. The reporting person purchased a gross amount of 1,635 shares of which 261 shares were forfeited to pay withholding taxes associated with the stock issuance.