4//SEC Filing
PETIT ROBERT 4
Accession 0001493152-18-009554
CIK 0001100397other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 4:30 PM ET
Size
8.3 KB
Accession
0001493152-18-009554
Insider Transaction Report
Form 4
Advaxis, Inc.ADXS
PETIT ROBERT
Chief Scientific Officer
Transactions
- Award
Common Stock
2018-06-12$1.84/sh+5,000$9,200→ 231,639 total - Award
Common Stock
2018-06-18$1.72/sh+9,000$15,480→ 240,639 total - Award
Common Stock
2018-06-29$1.45/sh+1,516$2,198→ 242,155 total
Footnotes (2)
- [F1]Represents a voluntary at market stock purchase by the reporting person on the open market
- [F2]The reporting person voluntarily purchases restricted stock directly from the Company at market price on the last trading day of the month pursuant to an arrangement that was approved by the Compensation Committee of the Company's Board of Directors in a manner that satisfied Exchange Act Rule 16b-3(d). The Company utilizes the net withholding method for each monthly purchase. The reporting person purchased a gross amount of 1,804 shares of which 288 shares were forfeited to pay withholding taxes associated with the stock issuance.
Documents
Issuer
Advaxis, Inc.
CIK 0001100397
Entity typeother
Related Parties
1- filerCIK 0001576077
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 4:30 PM ET
- Size
- 8.3 KB