Emerson John Steven 4
4 · Coda Octopus Group, Inc. · Filed Nov 2, 2018
Insider Transaction Report
Form 4
Emerson John Steven
10% Owner
Transactions
- Conversion
Common Stock
2018-10-31$5.00/sh+14,600$73,000→ 344,169 total(indirect: By Emerson Partners) - Conversion
Common Stock
2018-10-31$5.00/sh+14,600$73,000→ 441,895 total
Holdings
- 49,328(indirect: By IRA)
Common Stock
- 8,286(indirect: By IRA)
Common Stock
- 126,685(indirect: By IRA)
Common Stock
- 8,286(indirect: By IRA)
Common Stock
- 138,776(indirect: By IRA)
Common Stock
Footnotes (1)
- [F1]The shares reported herewith by the reporting person were acquired as a result of the conversion of shares of Series C Convertible Preferred Stock at a conversion price of $5.00 per share of common stock. No cash was paid in connection with the conversion.