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Stem Holdings, Inc.|4Dec 18, 4:26 PM ET

Berk Adam 4

4 · Stem Holdings, Inc. · Filed Dec 18, 2018

Insider Transaction Report

Form 4

Period: 2017-06-17

Stem Holdings, Inc.STMH

DirectorPresident

Transactions

Award
Stock Option
2018-06-01$2.40/sh+1,000,000$2,400,000→ 1,100,000 total
Exercise: $2.40From: 2018-06-01Exp: 2021-06-01→ Common Stock (1,000,000 underlying)
Award
Common Stock
2017-08-09$2.40/sh+100,000$240,000→ 314,886 total
Award
Common Stock
2018-08-16$2.40/sh+300,000$720,000→ 714,886 total
Award
Stock Option
2018-06-01$2.40/sh+50,000$120,000→ 100,000 total
Exercise: $2.40From: 2018-06-01Exp: 2021-06-01→ Common Stock (50,000 underlying)
Award
Common Stock
2018-07-16$2.40/sh+100,000$240,000→ 414,886 total
Award
Stock Option
2017-06-01$2.40/sh+50,000$120,000→ 50,000 total
Exercise: $2.40From: 2017-06-01Exp: 2020-06-01→ Common Stock (50,000 underlying)
Award
Stock Option
2018-06-01$2.40/sh+50,000$120,000→ 1,150,000 total
Exercise: $2.40From: 2018-06-01Exp: 2021-06-01→ Common Stock (50,000 underlying)

Documents

1 file

4
ownership.xmlPrimary