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4//SEC Filing

Berk Adam 4

Accession 0001493152-18-017664

CIK 0001697834other

View on SEC.gov Company Profile

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 4:26 PM ET

Size

15.8 KB

Accession

0001493152-18-017664

Insider Transaction Report

Form 4

Period: 2017-06-17

Stem Holdings, Inc.STMH

DirectorPresident

Transactions

Award
Stock Option
2018-06-01$2.40/sh+1,000,000$2,400,000→ 1,100,000 total
Exercise: $2.40From: 2018-06-01Exp: 2021-06-01→ Common Stock (1,000,000 underlying)
Award
Common Stock
2017-08-09$2.40/sh+100,000$240,000→ 314,886 total
Award
Common Stock
2018-08-16$2.40/sh+300,000$720,000→ 714,886 total
Award
Stock Option
2018-06-01$2.40/sh+50,000$120,000→ 100,000 total
Exercise: $2.40From: 2018-06-01Exp: 2021-06-01→ Common Stock (50,000 underlying)
Award
Common Stock
2018-07-16$2.40/sh+100,000$240,000→ 414,886 total
Award
Stock Option
2017-06-01$2.40/sh+50,000$120,000→ 50,000 total
Exercise: $2.40From: 2017-06-01Exp: 2020-06-01→ Common Stock (50,000 underlying)
Award
Stock Option
2018-06-01$2.40/sh+50,000$120,000→ 1,150,000 total
Exercise: $2.40From: 2018-06-01Exp: 2021-06-01→ Common Stock (50,000 underlying)

Documents

1 file

4
ownership.xmlPrimary

Issuer

Stem Holdings, Inc.

CIK 0001697834

Entity typeother

Related Parties

1

filerCIK 0001705165

Filing Metadata

Form type: 4
Filed: Dec 17, 7:00 PM ET
Accepted: Dec 18, 4:26 PM ET
Size: 15.8 KB

View on SEC.gov