Berman Tom J. 4
4 · PEN INC. · Filed Feb 14, 2020
Insider Transaction Report
Form 4
PEN INC.PENC
Berman Tom J.
DirectorPresident10% Owner
Transactions
- Other
Class A Common Stock
2020-02-12$0.57/sh+3,508$2,000→ 85,214 total
Footnotes (1)
- [F1]21,747 shares are held directly, the balance represent Mr. Berman's indirect ownership in an investment entity. Mr. Berman shares voting control of that entity with his father, Ronald J. Berman, but disclaims beneficial ownership of the securities owned by that entity except to the extent of his pecuniary interest.