4//SEC Filing
Lunsford John Todd 4
Accession 0001493152-20-002991
CIK 0000891417other
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 2:59 PM ET
Size
7.4 KB
Accession
0001493152-20-002991
Insider Transaction Report
Form 4
PEN INC.PENC
Lunsford John Todd
Director
Transactions
- Purchase
Warrant
2020-02-24$0.03/sh+36,763$1,103→ 36,763 total(indirect: See Footnote)Exercise: $1.50From: 2020-02-24Exp: 2024-02-24→ Class A common stock (36,763 underlying) - Purchase
Class A Common Stock
2020-02-24$0.65/sh+36,764$23,897→ 40,272 total(indirect: See Footnote)
Footnotes (1)
- [F1]Shares acquired indirectly and derivative securities acquired indirectly were acquired by the purchase of an interest in an investing entity that acquired the issuer's securities in a private placement.
Documents
Issuer
PEN INC.
CIK 0000891417
Entity typeother
Related Parties
1- filerCIK 0001802201
Filing Metadata
- Form type
- 4
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 2:59 PM ET
- Size
- 7.4 KB