|4Mar 26, 5:05 PM ET

Berman Tom J. 4

4 · Nano Magic Inc. · Filed Mar 26, 2020

Insider Transaction Report

Form 4
Period: 2020-03-24
Berman Tom J.
DirectorPresident10% Owner
Transactions
  • Purchase

    Class A Common Stock

    2020-03-24$0.65/sh+31,810$20,677131,056 total(indirect: Note 1)
  • Purchase

    Warrants

    2020-03-24$0.03/sh+36,794$1,104550,262 total(indirect: Note 2)
    Exercise: $1.50From: 2020-03-24Exp: 2024-03-23Class A common stock (36,794 underlying)
Footnotes (2)
  • [F1]21,747 shares are held directly, the balance represent Mr. Berman's indirect ownership in two investment entities. Mr. Berman shares voting control of those entity with his father, Ronald J. Berman, but disclaims beneficial ownership of the securities owned by that entity except to the extent of his pecuniary interest.
  • [F2]Indirect interest is in warrants held by investing entities that holds warrants issued on several dates, this being the most recent. Direct ownership of options for 450,000 shares included in total was previously reported.

Documents

1 file
  • 4
    ownership.xmlPrimary