Rouhandeh Steven H 4

4 · ABEONA THERAPEUTICS INC. · Filed Nov 20, 2020

Insider Transaction Report

Form 4

Period: 2020-11-20

ABEONA THERAPEUTICS INC.ABEO

Rouhandeh Steven H

10% Owner

Transactions

Award
Stock Option (right to buy)
2020-11-20+153,244→ 153,244 total
Exercise: $1.28Exp: 2030-03-16→ Common Stock (153,244 underlying)
Disposition to Issuer
Stock Option (right to buy)
2020-11-20−120,000→ 0 total
Exercise: $7.24Exp: 2029-04-09→ Common Stock (120,000 underlying)
Award
Stock Option (right to buy)
2020-11-20+200,000→ 200,000 total
Exercise: $1.28Exp: 2026-02-11→ Common Stock (200,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2020-11-20−200,000→ 0 total
Exercise: $2.31Exp: 2026-02-11→ Common Stock (200,000 underlying)
Award
Stock Option (right to buy)
2020-11-20+86,756→ 86,756 total
Exercise: $1.28Exp: 2030-03-16→ Common Stock (86,756 underlying)
Award
Stock Option (right to buy)
2020-11-20+120,000→ 120,000 total
Exercise: $1.28Exp: 2029-04-09→ Common Stock (120,000 underlying)
Award
Stock Option (right to buy)
2020-11-20+120,000→ 120,000 total
Exercise: $1.28Exp: 2027-12-14→ Common Stock (120,000 underlying)
Award
Stock Option (right to buy)
2020-11-20+200,000→ 200,000 total
Exercise: $1.28Exp: 2026-12-13→ Common Stock (200,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2020-11-20−86,756→ 0 total
Exercise: $3.20Exp: 2030-03-16→ Common Stock (86,756 underlying)
Disposition to Issuer
Stock Option (right to buy)
2020-11-20−153,244→ 0 total
Exercise: $1.45Exp: 2030-03-16→ Common Stock (153,244 underlying)
Disposition to Issuer
Stock Option (right to buy)
2020-11-20−120,000→ 0 total
Exercise: $16.00Exp: 2027-12-14→ Common Stock (120,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2020-11-20−200,000→ 0 total
Exercise: $4.45Exp: 2026-12-13→ Common Stock (200,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2020-11-20−125,000→ 0 total
Exercise: $7.34Exp: 2025-05-11→ Common Stock (125,000 underlying)
Award
Stock Option (right to buy)
2020-11-20+80,000→ 80,000 total
Exercise: $1.28Exp: 2024-03-07→ Common Stock (80,000 underlying)
Disposition to Issuer
Stock Option (right to buy)
2020-11-20−80,000→ 0 total
Exercise: $18.50Exp: 2024-03-07→ Common Stock (80,000 underlying)
Award
Stock Option (right to buy)
2020-11-20+125,000→ 125,000 total
Exercise: $1.28Exp: 2025-05-11→ Common Stock (125,000 underlying)

Footnotes (8)

[F1]The options vest 25% on March 16, 2021, and in 36 equal monthly installments thereafter.
[F2]The options granted on May 20, 2020, March 16, 2020, April 9, 2019, December 14, 2017, December 13, 2016, February 11, 2016, May 11, 2015 and March 17, 2014 have each been modified to reflect a lower exercise price.
[F3]The options vest 25% on April 9, 2020, and in 36 equal monthly installments thereafter.
[F4]The options vest 25% on December 14, 2018, and in 36 equal monthly installments thereafter.
[F5]The options vest 25% on December 13, 2017, and in 36 equal monthly installments thereafter.
[F6]The options vest 25% on February 11, 2017, and in 36 equal monthly installments thereafter.
[F7]The options vest 25% on May 11, 2016, and in 36 equal monthly installments thereafter.
[F8]The options vest 25% on March 17, 2015, and in 36 equal monthly installments thereafter.

Documents

1 file

4
ownership.xmlPrimary