|3Dec 10, 6:14 PM ET

Globis SPAC LLC 3

3 · Globis Acquisition Corp. · Filed Dec 10, 2020

Insider Transaction Report

Form 3
Period: 2020-12-10
PACKER PAUL
DirectorCEO; CFO; Secretary10% Owner
Holdings
  • Common Stock

    (indirect: See Footnote)
    2,875,000
  • Common stock purchase warrant (right to buy)

    (indirect: See Footnote)
    Exercise: $0.75Common Stock (3,555,556 underlying)
Footnotes (4)
  • [F1]Includes 375,000 shares subject to forfeiture in the event that the underwriters of Globis Acquisition Corp.'s initial public offering do not exercise their overallotment option in full.
  • [F2]Represents securities directly held by Globis SPAC LLC, of which Mr. Packer is the sole Manager.
  • [F3]The warrants will become exercisable on the later of the Issuer's completion of an initial business combination and 12 months from the closing of the Issuer's initial public offering.
  • [F4]The warrants expire on the fifth anniversary of the effective date of the registration statement for the Issuer's initial public offering.

Documents

1 file
  • 3
    ownership.xmlPrimary