ZOLTY DAVID 4

4 · Cell Source, Inc. · Filed Jun 10, 2021

Insider Transaction Report

Form 4

Period: 2017-05-18

Cell Source, Inc.CLCS

ZOLTY DAVID

Director

Transactions

Award
Series A Convertible Preferred Stock
2019-05-07$7.50/sh+7,888$59,160→ 7,888 total(indirect: See Footnote)
Exercise: $0.75From: 2019-05-07→ Common Stock (78,880 underlying)
Award
Director Stock Option (Right to Buy)
2020-08-20+300,000→ 300,000 total(indirect: See Footnote)
Exercise: $0.75From: 2020-08-19Exp: 2025-08-19→ Common Stock (300,000 underlying)
Other
Common Stock
2017-12-04$0.75/sh+1,350$1,013→ 1,097,168 total(indirect: See Footnote)
Other
Common Stock
2018-08-21$0.75/sh+1,668$1,251→ 1,098,836 total(indirect: See Footnote)
Other
Common Stock
2018-12-31$0.75/sh+1,361$1,021→ 1,100,197 total(indirect: See Footnote)
Award
Series A Convertible Preferred Stock
2017-07-26$15.00/sh+3,000$45,000→ 10,888 total(indirect: See Footnote)
Exercise: $0.75From: 2017-07-26→ Common Stock (30,000 underlying)
Award
Director Stock Option (Right to Buy)
2020-08-19+300,000→ 300,000 total
Exercise: $0.75From: 2020-08-19Exp: 2025-08-19→ Common Stock (300,000 underlying)
Other
Common Stock
2019-06-26$0.75/sh+1,339$1,004→ 1,101,536 total(indirect: See Footnote)
Other
Common Stock
2019-12-31$0.75/sh+6,420$4,815→ 1,107,956 total(indirect: See Footnote)
Other
Common Stock
2020-06-30$0.75/sh+4,887$3,665→ 1,112,843 total(indirect: See Footnote)
Other
Common Stock
2020-12-29$0.75/sh+4,941$3,706→ 1,117,784 total(indirect: See Footnote)
Disposition to Issuer
Director Stock Option (Right to Buy)
2020-08-20−300,000→ 0 total
Exercise: $0.75From: 2020-08-19Exp: 2025-08-19→ Common Stock (300,000 underlying)

Footnotes (4)

[F1]Issued as payment-in-kind dividend on Series A Convertible Preferred Stock.
[F2]Owned by a company wholly owned by the reporting person.
[F3]The Series A Convertible Preferred Stock has no expiration date.
[F4]The reporting person was issued 3,000 shares of Series A Convertible Preferred Stock and a note in the principal amount of $45,000 for an aggregate purchase price of $45,000

Documents

1 file

4
ownership.xmlPrimary