BERMAN RONALD J 4
4 · Nano Magic Holdings Inc. · Filed Sep 14, 2021
Insider Transaction Report
Form 4
BERMAN RONALD J
Director
Transactions
- Purchase
Common Stock
2021-09-10+36,789→ 853,171 total(indirect: See footnote) - Purchase
Warrants
2021-09-10+36,788→ 871,528 total(indirect: See footnote)Exercise: $1.50→ Common stock (36,788 underlying)
Footnotes (4)
- [F1]Reporting person purchased for $36,764 an interest in an entity that owns the stock and warrants.
- [F2]Totals in column 5 of Table I and column 9 of Table II include shares owned directly and indirectly through PEN Comeback, LLC and PEN Comeback 2, LLC. Mr. Berman shares voting control of those entities with his son, Tom J. Berman, but disclaims beneficial ownership of the securities owned by those entities except to the extent of his pecuniary interest.
- [F3]Warrants are presently exercisable
- [F4]Warrants will expire on six different dates: earliest 9/6/2023, and last on 3/26/2024.