BERMAN RONALD J 4/A
4/A · Nano Magic Holdings Inc. · Filed Sep 15, 2021
Insider Transaction Report
Form 4/AAmended
BERMAN RONALD J
Director
Transactions
- Purchase
Warrants
2021-09-10+36,788→ 440,949 total(indirect: See footnote)Exercise: $1.50→ Common stock (36,788 underlying) - Purchase
Common Stock
2021-09-10+36,789→ 740,156 total(indirect: See footnote)
Footnotes (4)
- [F1]Reporting person purchased for $36,764 an interest in an entity that owns the stock and warrants.
- [F2]Totals in column 5 of Table I and column 9 of Table II include both shares owned directly and indirectly through PEN Comeback, LLC and PEN Comeback 2, LLC. Mr. Berman shares voting control of those entities with his son, Tom J. Berman, but disclaims beneficial ownership of the securities owned by those entities except to the extent of his pecuniary interest.
- [F3]Warrants are presently exercisable
- [F4]Warrants will expire on six different dates: earliest 9/6/2023, and last on 3/26/2024.