4//SEC Filing
Westerman Howard G JR 4
Accession 0001493152-21-027968
CIK 0000891417other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 6:25 AM ET
Size
9.7 KB
Accession
0001493152-21-027968
Insider Transaction Report
Form 4
Westerman Howard G JR
Director
Transactions
- Other
Warrants
2021-11-10−47,600→ 143,431 total(indirect: See Footnote)Exercise: $1.50→ Common stock (47,600 underlying) - Other
Common Stock
2021-11-10+81,965→ 255,687 total - Other
Common Stock
2021-11-10−81,965→ 255,687 total(indirect: See Footnote)
Footnotes (5)
- [F1]Reporting person received an in-kind distribution from PEN Comeback, LLC ("Comeback"), increasing direct holdings and decreasing indirect holdings. Share of indirect holdings also changed to reflect direct ownership of the membership interest in Comeback and because distribution triggered changed allocations under Comeback operating agreement.
- [F2]Total includes shares owned directly and indirectly.
- [F3]Warrants are presently exercisable.
- [F4]Warrants will expire on five different dates: earliest 10/15/2022, and last on 6/27/2023.
- [F5]Warrants are all held by Comeback. Reporting person's indirect interest was reduced by 25% under the terms of the Comeback agreement without any action by him. No consideration was paid or received. Totall in column 9 includes options held directly.
Documents
Issuer
Nano Magic Holdings Inc.
CIK 0000891417
Entity typeother
Related Parties
1- filerCIK 0001363998
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 6:25 AM ET
- Size
- 9.7 KB