BERMAN RONALD J 4
4 · Nano Magic Holdings Inc. · Filed Nov 12, 2021
Insider Transaction Report
Form 4
BERMAN RONALD J
Director
Transactions
- Other
Warrants
2021-11-10+462,625→ 947,187 total(indirect: See Footnote)Exercise: $1.50→ Common stock (462,625 underlying) - Other
Common Stock
2021-11-10−165,663→ 960,225 total(indirect: See Footnote) - Other
Common Stock
2021-11-10+165,663→ 960,225 total
Footnotes (5)
- [F1]Reporting person received an in-kind distribution from PEN Comeback, LLC ("Comeback") and from PEN Comeback 2, LLC ("Comeback 2"), increasing direct holdings and decreasing indirect holdings. Share of indirect holdings also changed because distribution triggered changed allocations under the Comeback and Comeback 2 operating agreements.
- [F2]Total includes shares owned directly and indirectly.
- [F3]Warrants are presently exercisable
- [F4]Warrants held by Comeback will expire on five different dates: earliest on 10/15/2022, and last on 6/27/2023. Warrants held by Comeback 2 will expire on six different dates: earliest on 9/6/2023, and last on 3/26/2024.
- [F5]Indirect interest in stock and warrants held by Comeback and Comeback 2 changed as a result of distributions reflected in Table I that allow reporting person to share in carried interest. No consideration was paid or received. Total in column 7 of Table 1 and column 11 of Table II include securities held directly and indirectly.