4//SEC Filing
Morris Gabriel S 4
Accession 0001493152-21-032035
CIK 0001873835other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 4:15 PM ET
Size
17.6 KB
Accession
0001493152-21-032035
Insider Transaction Report
Form 4
Morris Gabriel S
DirectorCFO
Transactions
- Conversion
Common Stock
2021-12-20$0.85/sh+74,116$62,999→ 74,116 total - Conversion
Convertible Note
2021-12-20→ 0 totalExercise: $0.85→ Common stock (74,116 underlying) - Conversion
Convertible Note
2021-12-20→ 0 total(indirect: See footnote)Exercise: $0.85→ Common stock (123,527 underlying) - Conversion
Common Stock
2021-12-20$0.85/sh+123,527$104,998→ 123,527 total(indirect: See footnote) - Conversion
Common Stock
2021-12-20$0.85/sh+123,176$104,700→ 246,703 total(indirect: See footnote) - Conversion
Convertible Note
2021-12-20→ 0 total(indirect: See footnote)Exercise: $0.85→ Common stock (123,176 underlying) - Purchase
Common Stock
2021-12-20$5.00/sh+2,000$10,000→ 76,116 total
Footnotes (4)
- [F1]On March 18, 2021, the Registrant issued the Reporting Person a note in the amount of $60,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.
- [F2]On March 18, 2021, the Registrant issued Alwaysraise LLC a note in the amount of $100,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.
- [F3]Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity.
- [F4]On April 2, 2021, the Registrant issued Alwaysraise a note in the amount of $100,000 which is payable upon request of the majority holders of like tenure notes on or after March 1, 2023. Pursuant to the terms of the note, because the Registrant sold equity securities in its initial public offering resulting in proceeds of at least $10 million, the note automatically converted into shares of the Registrant's common stock.
Documents
Issuer
Immix Biopharma, Inc.
CIK 0001873835
Entity typeother
Related Parties
1- filerCIK 0001889967
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 4:15 PM ET
- Size
- 17.6 KB