Berry Jonathan Andrew 4
4 · Flux Power Holdings, Inc. · Filed Nov 15, 2022
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Common Stock
2022-11-11$4.60/sh+22,500$103,500→ 26,048 total - Tax Payment
Common Stock
2022-11-11$4.72/sh−21,928$103,500→ 4,120 total - Exercise/Conversion
Stock Options
2022-11-11$4.60/sh−22,500$103,500→ 0 totalExercise: $4.60From: 2020-10-26Exp: 2022-11-12→ Common Stock (22,500 underlying)
Footnotes (3)
- [F1]Pursuant to the stock options under the Issuer's 2014 Equity Incentive Plan. The options has fully vested.
- [F2]Reflects 21,928 shares withheld by the Issuer at the market price of $4.72 per share less an exercise price of $4.60 per share to fund the cashless exercise of 22,500 options.
- [F3]All transactions are exempt from Section 16(b) by reason of Rule 16b-3.