Robinette Dale Thomas 4
4 · Flux Power Holdings, Inc. · Filed May 1, 2023
Insider Transaction Report
Form 4
Robinette Dale Thomas
Director
Transactions
- Exercise/Conversion
Restricted Stock Unit
2023-04-29−1,526→ 1,526 total→ Common Stock (1,526 underlying) - Exercise/Conversion
Common Stock
2023-04-29+1,526→ 20,845 total - Exercise/Conversion
Common Stock
2023-04-28+17,793→ 19,319 total - Exercise/Conversion
Restricted Stock Units
2023-04-28−17,793→ 0 total→ Common Stock (17,793 underlying)
Footnotes (4)
- [F1]Represents the number of common stock issued upon the vesting of 17,793 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.
- [F2]Represents the number of common stock issued upon the vesting of 1,526 RSUs, which converted into the Issuer's common stock on a one-for-one basis.
- [F3]This award was granted on April 28, 2022. 17,793 RSUs vested on April 28, 2023.
- [F4]Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, 1,526 of the remaining RSUs vested on April 29, 2023 and the remaining 1,526 RSU will vest on April 29, 2024.