4//SEC Filing
KAPLAN THOMAS SCOTT 4
Accession 0001493152-23-023318
CIK 0001173420other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 5:00 PM ET
Size
6.3 KB
Accession
0001493152-23-023318
Insider Transaction Report
Form 4
KAPLAN THOMAS SCOTT
Director
Transactions
- Other
Common Shares
2023-06-30$3.89/sh−286,977$1,116,341→ 0 total
Holdings
- 84,856,456(indirect: By LLC)
Common Shares
Footnotes (2)
- [F1]The purpose of this Form 4 is to report (i) the transfer of 286,977 Common Shares (the "Shares") of the Issuer from Thomas S. Kaplan to GRAT Holdings LLC ("GRAT") (which is owned by trusts for the benefit of the Kaplan family) on June 30, 2023, for US $3.89 per Share, the closing price of the Shares on June 29, 2023. Thus, Mr. Kaplan's aggregate beneficial ownership of the Shares is unchanged as a result of this transaction.
- [F2]The securities disclosed herein are held by GRAT and Electrum Strategic Resources L.P. and are subject to voting control and investment discretion in part by Mr. Kaplan. For purposes of Section 16 of the Securities Exchange Act of 1934, Mr. Kaplan disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
Documents
Issuer
NOVAGOLD RESOURCES INC
CIK 0001173420
Entity typeother
Related Parties
1- filerCIK 0001124803
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 5:00 PM ET
- Size
- 6.3 KB