Johnson Michael 4
4 · Flux Power Holdings, Inc. · Filed Sep 15, 2023
Insider Transaction Report
Form 4
Johnson Michael
10% Owner
Transactions
- Sale
Common Stock
2023-09-13$4.05/sh−9,602$38,888→ 4,380,458 total(indirect: By LLC) - Sale
Common Stock
2023-09-14$4.10/sh−32$131→ 4,380,426 total(indirect: By LLC) - Sale
Common Stock
2023-09-15$4.10/sh−489$2,005→ 4,379,937 total(indirect: By LLC)
Footnotes (5)
- [F1]This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.
- [F2]These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.
- [F3]The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.05 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
- [F4]The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.10 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
- [F5]The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.10 per share. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.