Robinette Dale Thomas 4
4 · Flux Power Holdings, Inc. · Filed Apr 22, 2024
Insider Transaction Report
Form 4
Robinette Dale Thomas
Director
Transactions
- Exercise/Conversion
Restricted Stock Unit
2024-04-20−16,883→ 0 total→ Common Stock (16,883 underlying) - Award
Restricted Stock Unit
2024-04-18+17,057→ 17,057 total→ Common Stock (17,057 underlying) - Exercise/Conversion
Common Stock
2024-04-20+16,883→ 37,728 total
Footnotes (3)
- [F1]Represents the number of common stock issued upon the vesting of 16,883 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.
- [F2]This award was granted on April 20, 2023. 16,883 RSUs vested on April 20, 2024.
- [F3]Represents a grant of RSUs on April 18, 2024, pursuant to the Issuer's 2021 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 18, 2025, which is one year from the date of grant.