|4Jun 21, 5:45 PM ET

Hsu Jason 4

4 · Immix Biopharma, Inc. · Filed Jun 21, 2024

Insider Transaction Report

Form 4
Period: 2024-06-11
Hsu Jason
Director
Transactions
  • Award

    Stock Option (Right to Buy)

    2024-06-11+33,00033,000 total
    Exercise: $2.04Exp: 2034-06-11Common Stock (33,000 underlying)
Holdings
  • Common Stock

    813,000
  • Common Stock

    (indirect: See Footnote)
    3,915,913
  • Common Stock

    (indirect: See Footnote)
    50,000
Footnotes (3)
  • [F1]Jason Hsu is the Sole Member of VERITAS LIBERABIT VOS, LLC and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Hsu disclaims beneficial ownership of the securities held by VERITAS LIBERABIT VOS, LLC, except to the extent of his pecuniary interest therein.
  • [F2]Jason Hsu is the Sole Member of Signature Collection Properties, LLC and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Hsu disclaims beneficial ownership of the securities held by Signature Collection Properties, LLC, except to the extent of his pecuniary interest therein.
  • [F3]The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service on the Board of Directors.

Documents

1 file
  • 4
    ownership.xmlPrimary